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Senior and Vulnerable Adults Legislation Introduced in Florida

USA - March 13 2019 Related Services Financial Institutions Currently filed with the Florida House of Representatives and the Florida Senate are bills that relate to the…

Aging Investor Base and Wealthy Baby Boomers Spur Increase in State Laws to Protect Seniors

USA - April 16 2018 The nation's Aging investor base and baby boomers who control billions of dollars in wealth, coupled with an increase in reports of financial…

Eleventh Circuit Finds That No Private Right of Action Exists to Sue FINRA for Violations of its Internal Rules

USA - November 13 2017 In Turbeville v. FINRA, et al, the Eleventh Circuit reaffirmed the principle that a FINRA member firm, or a registered representative, has no private…

Leonel Peraza, Jr..

Vulnerable Adult Legislation Introduced to Amend Florida Securities and Investor Protection Act

USA - October 26 2017 Senator Kelli Stargel, the Deputy Majority (Republican) Leader of the Florida Senate, today filed Senate Bill 662, which seeks to add Section 517.34…

Florida Financial Services Regulator Addresses Temporary Office Relocations in Emergency Order

USA - September 13 2017 The Florida Office of Financial Regulation ("OFR") has entered an Emergency Order addressing temporary office relocation for persons displaced in the…