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Jobs Act 3.0

USA - July 12 2018 This statement from Congresswoman Maxine Waters (D-CA), Ranking Member of the House Committee on Financial Services, confirms the House continues to...


SEC Targets Perqs in Another Enforcement Action

USA - July 4 2018 The SEC has targeted disclosure of executive perquisites in another settled enforcement action. According to the SEC, the issuer did not follow the...


SEC Tags Private Equity Group for Accelerated Fees

USA - July 3 2018 The SEC entered into an agreed settlement with a private equity group for receiving accelerated fees without the consent of all necessary parties...


Changes to SEC Forms as a Result of Inline XBRL and Revised Smaller Reporting Company Definition

USA - July 1 2018 As we noted here, the SEC has issued final rules regarding the mandatory use of Inline XBRL and revising the definition of smaller reporting companies...


SEC Reduces Thresholds for Smaller Reporting Company Definition and Requires Mandatory Use of Inline XBRL

USA - June 29 2018 The SEC has long recognized that smaller issuers should be subject to somewhat less stringent disclosure standards than larger companies. The SEC has...

Bryan Pitko, Cate Heaven Young.