USA - April 18 2018
The SEC has proposed two rules and an interpretation to address retail investor confusion about the relationships that they have with investment...
USA - April 4 2018
The SEC previously noted in a Compliance and Disclosure Interpretation that financial measures included in forecasts provided to a financial advisor...
USA - April 2 2018
ISS has updated its frequently asked questions on U.S. Proxy Voting Research Procedures & Policies (Excluding Compensation-Related). New and updated...
USA - March 29 2018
An advocacy group, Public Citizen, has requested the SEC to investigate irregularities and inconsistencies in pay ratios reported by public companies...
USA - March 28 2018
On March 14, 2018, the Senate passed the Economic Growth, Regulatory Relief and Consumer Protection Act which has been billed as Dodd-Frank reform...
