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SEC Harmonizes and Improves Exempt Offering Framework

USA - November 3 2020 The SEC adopted final rules which the SEC believes harmonizes, simplifies, and improves the complex exempt offering framework. The amendments…

Stephen M. Quinlivan

SEC Proposes Expanded Exemption for “Finders”

USA - October 8 2020 At an open meeting of the Securities and Exchange Commission on October 7th, the Commission approved issuance of a proposed conditional exemptive…

Stephen M. Quinlivan

Preliminary Planning for the 2021 Proxy Season

USA - September 30 2020 Our preliminary list of important planning considerations for the 2021 proxy season is set forth below…

Stephen M. Quinlivan

SEC Modifies Shareholder Proposals Framework

USA - September 24 2020 On September 23rd, the Commission adopted rules altering the shareholder proposals submission (and re-submission) framework under Rule 14a-8 of the…

SEC Adopts Rule Amendments to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors

USA - August 28 2020 The SEC adopted amendments to modernize the description of business, legal proceedings, and risk factor disclosures that registrants are required to…

Ashlee Germany, Stephen M. Quinlivan