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U.S. House of Representatives Acts To Codify Registration Exemption for M&A Brokers

USA - December 10 2017 On December 7, 2017, the U.S. House of Representatives passed the “Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act of...


U.S. House of Representatives Acts to Create New Category of Exempt Transaction Under the Securities Act of 1933

USA - November 10 2017 On November 9, 2017, the U.S. House of Representatives passed the Micro Offering Safe Harbor Act. The vote was largely along party lines, with Rep...


U.S. House of Representatives Pass Bill That Would Dismantle Many Aspects of Dodd-Frank

USA - June 8 2017 On June 8, 2017, the U.S. House of Representatives passed the Financial CHOICE Act, a bill designed to replace many of the financial regulations...


SEC and North American Securities Administrators Association Sign Information-Sharing Agreement

USA - February 19 2017 On February 17, 2017, the Securities and Exchange Commission (SEC) and the North America Securities Administrators Association (NASAA) entered into an...


Minnesota’s First Crowdfunding Portal Approved, But The Question Remains: Will Anyone Actually Use It?

USA - November 22 2016 On November 9, 2016, the Minnesota Department of Commerce approved the first crowdfunding portal operator, VentureNear.com, under the crowdfunding...