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SEC’s New Guidance on Liability Risks Likens SPACs to IPOs

USA - April 9 2021 John Coates, Acting Director of the Division of Corporation Finance at the U.S. Securities and Exchange Commission (SEC), issued a public statement…

David K. Michaels, Dean Kristy, Jay Pomerantz.

IPO Landscape: Surging SPACs and a Pandemic Boom Ahead

USA - February 25 2021 Last year’s blazing pace of technology and life sciences IPOs, direct listings and special purpose acquisition companies (SPACs) has shown no signs…

Amanda L. Rose, James D. Evans, Robert A. Freedman.

SEC Issues Final Rules Amending MD&A Requirements and Other Financial Disclosures

USA - December 4 2020 The U.S. Securities and Exchange Commission has issued final rules adopting amendments to certain financial disclosure requirements and to the…

Amanda L. Rose, James D. Evans, Robert A. Freedman, Soo Hwang.

SEC Adopts Amendments Facilitating Opportunities for Access to Additional Capital

USA - November 12 2020 The U.S. Securities and Exchange Commission has issued a release adopting amendments (“final rules”) to certain of its rules relating to exemptions…

Amanda L. Rose, James D. Evans, Robert A. Freedman, Soo Hwang.

SEC Updates Rule 14a-8 Shareholder Proposal Rules

USA - September 28 2020 The U.S. Securities and Exchange Commission on September 23 adopted final rules amending the shareholder proposal rules in Rule 14a‑8 of the…

Amanda L. Rose, David A. Bell, Julia Forbess, Soo Hwang.