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SEC’s Proposed Rules Highlight Continued Focus on Cybersecurity

USA - March 15 2022 On March 9, 2022, the Securities and Exchange Commission (“SEC”) proposed new rules which, if adopted, would require public companies to promptly…

Luke Cadigan, Randall Lee

SEC Enforcement Director Sets Aggressive Tone

USA - October 14 2021 Gurbir Grewal, the recently-appointed Director of the Securities and Exchange Commission’s Division of Enforcement, comes from a law enforcement…

Luke Cadigan, Patrick Gibbs, Julianne Landsvik, Randall Lee

Early SEC Enforcement Trends from Chairman Gary Gensler’s First 100 Days

USA - July 27 2021 Gary Gensler was sworn in as chair of the Securities and Exchange Commission on April 17, 2021. Chairman Gensler has promised to strengthen…

Luke Cadigan, Patrick Gibbs, Julianne Landsvik, Randall Lee, Michael Welsh

Strict enforcement for cybersecurity disclosures

USA - June 15 2021 Securities and Exchange Commission Chairman Gary Gensler has pledged to bring a renewed focus to robust enforcement of the federal securities laws…

Luke Cadigan, Randall Lee

SEC Brings Rare Charges in Alleged Regulation Fair Disclosure Violation

USA - March 12 2021 The SEC recently brought charges against AT&T and three mid-level executives for selectively providing information to Wall Street analysts in alleged…

Luke Cadigan, Shannon Eagan, Koji Fukumura, Patrick Gibbs, Andrew D. Goldstein, John H. Hemann, Randall Lee, Jessica Valenzuela Santamaria, Elizabeth Skey