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SEC Brings Rare Charges in Alleged Regulation Fair Disclosure Violation

USA - March 12 2021 The SEC recently brought charges against AT&T and three mid-level executives for selectively providing information to Wall Street analysts in alleged…

Andrew D. Goldstein, Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Randall Lee, Shannon Eagan, Walker Newell.

SPAC Enforcement Risks Increase with Enhanced SEC Scrutiny

USA - March 12 2021 What happened In a recent client alert, we discussed the dramatic rise in offerings of special purpose acquisition companies (SPACs) and some of the…

Andrew D. Goldstein, Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Randall Lee, Shannon Eagan, Walker Newell.

SEC v. Telegram: Key Takeaways and Implications

USA - May 7 2020 On March 24, 2020, Judge P. Kevin Castel of the U.S. District Court for the Southern District of New York granted the Securities and Exchange…

Karen Ubell, Luke Cadigan, Michael Welsh, Nancy Wojtas, Rodrigo Seira.

Navigating Today: Public Company Hot Spots and M&A Negotiations with the Impact of COVID-19

USA - March 17 2020 With last Wednesday’s categorization by the World Health Organization of COVID-19 as a pandemic, schools, places of business and other venues…

Barbara L. Borden, Caitlin Gibson.

Commissioner Peirce Proposes Token Safe Harbor for SEC and Industry Review

USA - February 19 2020 In a February 6 speech at the International Blockchain Congress in Chicago…

Alfred Browne, Karen Ubell, Luke Cadigan, Michael Welsh, Nancy Wojtas, Rodrigo Seira.