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Remaining Vigilant to Compliance and Enforcement Concerns in Times of Crisis

United Kingdom - March 20 2020 In times of increased financial stress—and particularly during times of financial shock where expectations and reality diverge significantly and…

Andrew D. Goldstein, Daniel Grooms, James Maton, Michael McMohan, Tom Epps, William Schwartz.

New SEC Leadership to Focus on Enforcement

USA - January 22 2021 What happened President Joe Biden announced that he would nominate Gary Gensler to serve as the next chairman of the US Securities and Exchange…

Elizabeth Skey, Jessica Valenzuela Santamaria, Koji Fukumura, Luke Cadigan, Randall Lee, Shannon Eagan, Walker Newell.

SPAC Trend Gives Rise to Securities Enforcement and Litigation Risks

USA - March 1 2021 Special purpose acquisition companies (SPACs) are on the rise. A SPAC is a publicly traded shell company with no underlying operating business that…

Elizabeth Skey, Jessica Valenzuela Santamaria, Koji Fukumura, Luke Cadigan, Randall Lee, Shannon Eagan, Walker Newell.

SPAC Trend Gives Rise to Securities Enforcement and Litigation Risks

USA - January 22 2021 Special purpose acquisition companies (SPACs) are on the rise. A SPAC is a publicly traded shell company with no underlying operating business that…

Elizabeth Skey, Jessica Valenzuela Santamaria, Koji Fukumura, Luke Cadigan, Randall Lee, Shannon Eagan, Walker Newell.

New SEC Leadership to Focus on Enforcement

USA - January 22 2021 President Joe Biden announced that he would nominate Gary Gensler to serve as the next chairman of the US Securities and Exchange Commission. Gensler…

Jessica Valenzuela Santamaria, Koji Fukumura, Luke Cadigan, Randall Lee, Shannon Eagan, Walker Newell.