Andrew D. Goldstein

Cooley LLP

Articles

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SEC Brings Rare Charges in Alleged Regulation Fair Disclosure Violation

USA - March 12 2021 The SEC recently brought charges against AT&T and three mid-level executives for selectively providing information to Wall Street analysts in alleged…

Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Patrick Gibbs, Randall Lee, Shannon Eagan, Walker Newell.

SPAC Enforcement Risks Increase with Enhanced SEC Scrutiny

USA - March 12 2021 What happened In a recent client alert, we discussed the dramatic rise in offerings of special purpose acquisition companies (SPACs) and some of the…

Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Patrick Gibbs, Randall Lee, Shannon Eagan, Walker Newell.

PPP Lenders Beginning to Receive Scrutiny Alongside Borrowers

USA - December 1 2020 It is no longer only borrowers who are facing potential Paycheck Protection Program (PPP) loan scrutiny, although, as promised, SBA has indeed begun…

Alexandra Eber, Daniel Grooms, Erin Estevez.

PPP Loans: SBA Releases New Interim Final Rules on Forgiveness and Reviews

USA - May 26 2020 Late Friday, May 22, the Small Business Administration, which administers the Paycheck Protection Program, released two separate interim final rules:…

Daniel Grooms, Danielle Naftulin, Erin Estevez, Peter Werner, Ryan Naftulin.

SEC Enforcement Investigating Potential Federal Securities Law Violations by PPP Borrowers

USA - May 21 2020 It’s not just the Justice Department that’s looking into PPP loans - although there appears to be plenty of that going on - the SEC’s Division of…

Luke Cadigan, Randall Lee.