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Amendments to Security and Exchange Commission Rule 15c2-12 and accompanying interpretation expand disclosure obligations

USA - April 7 2011 On May 26, 2010, the Securities Exchange Commission adopted amendments ("Amendments") to Rule 15c2-12, promulgated under the Securities Exchange Act of 1934 ("Rule"), that affect brokers, dealers and municipal securities dealers ("Participating Underwriters"), issuers of municipal bonds, and borrowers of municipal bond proceeds ("Obligated Persons")....

Dacia A. Haddad, Marc S. Stein, Joan N. Stern.