Melissa Palat Murawsky

Blank Rome LLP

Articles

Results 6 to 10 of 162


Get ready…cause here they come…

USA - February 20 2014 The SEC announced today that its Office of Compliance Inspections and Examinations is launching the Never-Before Examined Initiative, an initiative…

Snowed in…

USA - February 13 2014 As I sit at home working remotely (AGAIN!) due to the latest snowstorm, I am struck by the thought of how paralyzing this winter has been. Similar to…

SEC issues additional transitional guidance related to Rule 506 offerings

USA - January 23 2014 Today, the SEC issued new Compliance and Disclosure Interpretations (C&DIs) related to Rule 506 offerings commenced prior to September 23, 2013, the…

NASDAQ amended its independence standards for compensation committee members

USA - January 15 2014 On December 11, 2013, the SEC published a notice of filing and immediate effectiveness of the proposed rule change related to the independence of…

Yelena M. Barychev, Francis E. Dehel, Michael E. Plunkett

SEC guidance on “bad actor” disqualifications from Rule 506 offerings

USA - January 15 2014 On December 4, 2013 and January 3, 2014, the SEC issued new Compliance and Disclosure Interpretations (C&DIs) clarifying the application of the "bad…

Yelena M. Barychev, Francis E. Dehel, Michael E. Plunkett