Phoebe Gibbons
Chapman Tripp
Articles
FMA digital (robo) financial advice - further progress towards permissibility
New Zealand - November 22 2017 The eagerly-awaited exemption for digitalised (robo) financial advice has moved another step closer with the Financial Markets Authority (FMA)…
Emma Dale (Harding), Sanna Boow, Bradley Kidd, Brendon Orr, Penny Sheerin, Tim Williams, Mike Woodbury
FMA toughens approach to misuse of FSPR
New Zealand - September 28 2017 Foreign financial service providers wanting to go on the Financial Services Provider Register (FSPR) will need to provide more than mere…
Emma Dale (Harding), Sanna Boow, Bradley Kidd, Brendon Orr, Penny Sheerin, Tim Williams, Mike Woodbury
Financial adviser reforms underway
New Zealand - August 9 2017 The Financial Services Legislation Amendment Bill (the Bill) is now before Parliament.
Emma Dale (Harding), Sanna Boow, Bradley Kidd, Brendon Orr, Penny Sheerin, Tim Williams, Mike Woodbury
Issues Paper: Review of the Insurance (Prudential Supervision) Act 2010
New Zealand - June 23 2017 Submissions on the Reserve Bank's (IPSA) are due by 30 June 2017.
Emma Dale (Harding), Michael Arthur, Sanna Boow, Garth Gallaway, Bradley Kidd, John Knight, Brendon Orr, Penny Sheerin, Tim Williams
FMCA DIMS transition and further changes announced
New Zealand - June 17 2014 Transitional provisions for the new requirements governing discretionary investment management services (DIMS) in the Financial Markets Conduct Act…
Emma Dale (Harding), Sanna Boow, Bradley Kidd, Penny Sheerin, Tim Williams
