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Sonia R. Gioseffi K&L Gates

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DAO and the Art of Securities Regulation: SEC Clarifies that Digital Tokens May Be “Securities”

USA - August 1 2017 The rapid rise of distributed ledger technology and the spate of recent initial coin offerings (“ICOs”) have focused attention on whether, and in what...

Eden L. Rohrer, Vincente L. Martinez, Anthony R.G. Nolan, Kevin White, Robert M. Crea.


Pennsylvania Treasurer Prohibition on Third Party Placement Agents

USA - February 8 2017 The Treasurer of the Commonwealth of Pennsylvania has prohibited investment managers from using third-party placement agents for funds managed on...

Ruth E. Delaney, Cary J. Meer.


New California Law Mandating Disclosure of Certain Fees and Expenses

USA - September 20 2016 The California Government Code has been amended to require additional public disclosure about investments by state or local California public pension...

Cary J. Meer.


Impact of Pay-to-Play Rules in the 2016 Election Cycle

USA - August 18 2016 The federal Pay-to-Play Rules may impact campaign contributions in the 2016 election and, in particular, campaign contributions to a major party’s...

Ruth E. Delaney, Clifford J. Alexander.


Bridging the Great Divide: Collaboration Considerations for Banks and Marketplace Lenders

USA - July 19 2016 Marketplace lending has grown dramatically over the last several years, but it still remains a nascent industry. As it continues to expand its reach...

Edward Dartley, Christopher H. Bell, Joseph A. Valenti, Anthony R.G. Nolan, Christopher J. Scully.