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SEC Adopts New Rule 12d1-4 Overhauling Fund of Funds Arrangements--Are You Ready?

USA - October 26 2020 On 7 October 2020, the Securities and Exchange Commission (the SEC) adopted new rule 12d1-4 (Rule 12d1-4) and related amendments…

Abigail P. Hemnes, Fatima S. Sulaiman, George Zornada, Jannay D. Johnson, Jennifer A. DiNuccio, Jennifer R. Gonzalez, Jon-Luc Dupuy, Jordan A. Knight.

SEC Proposes New Fair Value Rule 2a-5

USA - April 28 2020 The Securities and Exchange Commission (“SEC”) on April 21, 2020, proposed a new rule to codify fair valuation requirements for funds registered…

Clifford J. Alexander, Jacob M. Derr, Kathy Kresch Ingber, Pamela A. Grossetti, Steven B. Levine.

Closed-End Fund and BDC Offering, Filing and Disclosure Changes: Some Benefits, Some Burdens

USA - April 10 2020 On April 8, 2020, the Securities and Exchange Commission (the “SEC”) adopted final rule and form amendments (the “Final Rules”) that modify the…

George Zornada, Jennifer R. Gonzalez, Jon-Luc Dupuy, Lindsay R. Grossman.

COVID-19: Regulatory Relief for Registered Funds and Investment Advisers

USA - March 24 2020 The pandemic coronavirus (“COVID-19”) continues its unprecedented disruption of the economy and markets. In particular, the disruption to day-to-day…

Britney E. Ryan, Jin H. Ahn, Trayne S. Wheeler.