Marguerite W. Laurent

K&L Gates LLP

Articles

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COVID-19: Evaluating the Need for In-Person Fund Board Meetings and Other Considerations for U.S. Asset Managers

USA - March 6 2020 The pandemic coronavirus (COVID-19) has significantly disrupted certain industries and markets, and captured the attention of market participants…

Elizabeth M. Johnson, Lori L. Schneider.

SEC Staff Eases Certain "In-Person" Board Approval Requirements

USA - March 21 2019 On February 28, 2019, the staff of the Division of Investment Management of the U.S. Securities and Exchange Commission (“SEC”) issued a no-action…

Jin H. Ahn, Lori L. Schneider.

Social Media Update: FINRA Releases Additional Guidance on Social Networking Websites and Business Communications

USA - May 8 2017 On April 25, 2017, the Financial Industry Regulatory Authority, Inc. (“FINRA”) released a Regulatory Notice titled Social Media and Digital…

Elizabeth M. Johnson, Lori L. Schneider, Richard F. Kerr.