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Joseph A. Valenti K&L Gates

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Paying for the Wall: Will President Trump’s Administration Scrutinize, Tax, or Seize Remittances?

USA - January 13 2017 One of the most significant post-election questions for the financial-services industryparticularly global financial institutions that move money...

Michael R. Komo, Daniel F. C. Crowley.

FINRA Imposing Increasingly Major Fines for AML Failures

USA - December 6 2016 Staying true to its Chairman's message regarding its focus in 2016 on anti-money-laundering ("AML") compliance, the Financial Industry Regulatory...

International AML Enforcement in 2017 Expected to Target Consumer-Due-Diligence Programs, Gaming Entities, Prepaid Cards, Digital Currencies, and High-Risk Nested Accounts

European Union, Global, United Kingdom, USA - November 29 2016 Over the past two years, financial regulatory bodies in the United States and Europe have increasingly emphasized consumer due diligence (“CDD”) by...

Mark A. Rush, Stefanie M. Lacy, Judith Rinearson.

Fraud-Prevention Resources for Online Lenders

USA - November 14 2016 Several resources existand are receiving renewed attentionto combat fraud committed during the online-lending process. With cybercrime on the rise...

12 AML Obligations Every BrokerDealer Needs to Know

USA - September 16 2016 Since 2002, as part of their anti-money laundering (“AML”) responsibilities, brokerdealers have had a gatekeeper-like obligation to monitor...

Jon N. Eisenberg, Stephen G. Topetzes, Vincente L. Martinez.