Results 6 to 10 of 13

Expect Scrutiny from BSA/AML Regulators on Reporting Ponzi Schemes, Other External Frauds

USA - April 6 2020 A less obvious but inevitable consequence of the economic downturn and decline in the markets associated with the COVID-19 outbreak is the unraveling…

Brian Hayes, Stuart G Nash

DOJ Announces Changes to Policy on Individual Accountability in Corporate Cases

USA - November 30 2018 In 2017, the U.S. Department of Justice (DOJ) initiated a review of its 2015 policy concerning individual accountability in corporate cases (known as…

David L. Haller

Free Relief Money or a Potential False Claim?

USA - April 30 2020 The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) provides for billions of dollars in relief funds to healthcare providers responding…

Maria T. Currier, William F. Gould, Brian Hayes, Megan Mocho Jeschke, Sam J. Louis, Justo A. Mendez, Jeremy M. Sternberg

Federal and Florida Officials Discuss Enforcement Priorities and How Corporations Can Minimize Risk

USA - November 12 2020 The Third Annual Florida Enforcement Summit, hosted by Holland & Knight, the Florida Chamber of Commerce, the Miami-Dade Chamber of…

David L. Haller, Mitchell E. Herr, William N. Shepherd

SEC Office of Compliance Inspections and Examinations Issues Form CRS Risk Alert

USA - May 7 2020 The U.S. Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations issued an Examinations that Focus on Compliance…

David L. Haller