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Federal and Florida Officials Discuss Enforcement Priorities and How Corporations Can Minimize Risk

USA - November 12 2020 The Third Annual Florida Enforcement Summit, hosted by Holland & Knight, the Florida Chamber of Commerce, the Miami-Dade Chamber of…

David L. Haller, Mitchell E. Herr, William N. Shepherd.

Supreme Court Affirms But Limits SEC's Authority to Seek Disgorgement in Judicial Proceedings

USA - June 25 2020 The U.S. Supreme Court on June 22, 2020, issued its decision in Liu v. SEC, a case in which the petitioners challenged the U.S. Securities and…

David L. Haller, Mitchell E. Herr.

SEC Office of Compliance Inspections and Examinations Issues Form CRS Risk Alert

USA - May 7 2020 The U.S. Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations issued an Examinations that Focus on Compliance…

David L. Haller.

SEC Office of Compliance Inspections and Examinations Issues Regulation Best Interest Risk Alert

USA - May 7 2020 The U.S. Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations issued an Examinations that Focus on Compliance…

David L. Haller.

Free Relief Money or a Potential False Claim?

USA - April 30 2020 The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) provides for billions of dollars in relief funds to healthcare providers responding…

Brian Hayes, Jeremy M. Sternberg, Justo A. Mendez, Maria T. Currier, Megan Mocho Jeschke, Sam J. Louis, William F. Gould.