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Federal and Florida Officials Discuss Enforcement Priorities and How Corporations Can Minimize Risk

USA - November 12 2020 The Third Annual Florida Enforcement Summit, hosted by Holland & Knight, the Florida Chamber of Commerce, the Miami-Dade Chamber of…

Wifredo A Ferrer, David L. Haller, William N. Shepherd.

Supreme Court Affirms But Limits SEC's Authority to Seek Disgorgement in Judicial Proceedings

USA - June 25 2020 The U.S. Supreme Court on June 22, 2020, issued its decision in Liu v. SEC, a case in which the petitioners challenged the U.S. Securities and…

Wifredo A Ferrer, David L. Haller.

Supreme Court Clarifies Insider Trading

USA - December 8 2016 The U.S. Supreme Court's unanimous Dec. 6, 2016, decision in Salman v. United States removes an obstacle to prosecuting insider trading…

SEC issues final whistleblower rules

USA - June 3 2011 On May 25, 2011, the U.S. Securities and Exchange Commission (SEC) passed, in a 3-2 split vote, its final whistleblower rules.