We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Articles

Results 6 to 10 of 17
Most popular |Most recent


Are you FOFA ready? The final countdown: the top five checks for implementing FOFA reforms

Australia - June 20 2013 The Australian Government's Future of Financial Advice (FOFA) legislation commenced on 1 July 2012, and with compliance mandatory from 1 July 2013...

Randal Dennings, Eibhlin Hamman.

Are you FOFA ready? The conflicts priority rule - putting your client first

Australia - April 24 2013 Mandatory compliance with the Australian Government's Future of Financial Advice (FOFA) legislation is quickly approaching with a 1 July 2013...

Randal Dennings, Eibhlin McBride.

Code red: less than 30 days to comment on draft Credit Reporting Code of Conduct

Australia - April 8 2013 A draft Credit Reporting Code (CR Code) was released for public consultation on Friday with comments due by 5 May 2013. This draft supplements...

Steven Klimt, Narelle Smythe, Randal Dennings, David Kreltszheim, Jason Shailer.

Are you FOFA ready? The best interests duty - what is appropriate, part 2

Australia - February 28 2013 The Australian Government's Future of Financial Advice (FOFA) legislation commenced on 1 July 2012 and compliance will be mandatory from 1 July 2013...

Matthew Daley.

Are you FOFA ready? The best interests duty - what is appropriate?

Australia - February 14 2013 The best interests duty and related obligations generally apply to the "individual providing the personal advice", not the "providing entity" a...

Matthew Daley.