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SEC Proposes Rules to Update and Revise Beneficial Ownership Reporting

USA - February 14 2022 On February 10, 2022, the Securities & Exchange Commission ("SEC") published proposed rules to update and revise the beneficial ownership reporting…

Kevin Banifatemi, Bruce Bennett, Leonard Chazen, Catherine J. Dargan, Mellissa Campbell Duru, David H. Engvall, Matt Franker, Sarah C. Griffiths, Stephen A. Infante, David Martin, Brian K. Rosenzweig, J. D. Weinberg

Preparing for 10-K Season - a Guide to the MD&A Rule Changes

USA - January 3 2022 Public companies are required to comply with amendments to the rules governing Management's Discussion and Analysis of Financial Condition and Results…

Christopher DeCresce, Mellissa Campbell Duru, David H. Engvall, Matt Franker, Corey Hall, Lilit Kazangyan, Ian Macdonald, David Martin, Charlotte May, Brian K. Rosenzweig

SEC Mandates Use of Universal Proxy Cards in Contested Director Elections

USA - November 22 2021 On November 17, 2021, the Securities and Exchange Commission (SEC) adopted a new rule requiring the use of universal proxy cards in contested…

Christopher DeCresce, Mellissa Campbell Duru, David H. Engvall, Frank M. (Rusty) Conner III, David Martin, William Mastrianna, Charlotte May, Brian K. Rosenzweig

Non-U.S. Companies Should Prepare for Nasdaq's New Board Diversity Rules

USA - August 20 2021 On August 6, 2021, the Securities and Exchange Commission (the "SEC") approved new listing standards of the Nasdaq Stock Market LLC ("Nasdaq")…

Simon Amies, Dr. Henning Bloss, Paul Claydon, Mellissa Campbell Duru, Matthew Gehl, Sarah C. Griffiths, James Gubbins, James Halstead, Lilit Kazangyan, Morgan Mayes, Louise Nash, Brian K. Rosenzweig

Key Takeaways from NYSE and Nasdaq on ESG

USA - July 8 2021 On July 2, 2021, the New York Stock Exchange ("NYSE") released its report on "Best Practices for Sustainability Reporting," a set of eight guidelines…

Alexander Barlow, Christopher DeCresce, Mellissa Campbell Duru, David H. Engvall, Matt Franker, W. Andrew Jack, David Martin, Brian K. Rosenzweig