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SEC Proposes Rules to Update and Revise Beneficial Ownership Reporting

USA - February 14 2022 On February 10, 2022, the Securities & Exchange Commission ("SEC") published proposed rules to update and revise the beneficial ownership reporting…

Kevin Banifatemi, Bruce Bennett, Kerry Burke, Leonard Chazen, Catherine J. Dargan, Mellissa Campbell Duru, David H. Engvall, Matt Franker, Sarah C. Griffiths, Stephen A. Infante, Brian K. Rosenzweig, J. D. Weinberg

Preparing for 10-K Season - a Guide to the MD&A Rule Changes

USA - January 3 2022 Public companies are required to comply with amendments to the rules governing Management's Discussion and Analysis of Financial Condition and Results…

Kerry Burke, Christopher DeCresce, Mellissa Campbell Duru, David H. Engvall, Matt Franker, Corey Hall, Lilit Kazangyan, Ian Macdonald, Charlotte May, Brian K. Rosenzweig

SEC Mandates Use of Universal Proxy Cards in Contested Director Elections

USA - November 22 2021 On November 17, 2021, the Securities and Exchange Commission (SEC) adopted a new rule requiring the use of universal proxy cards in contested…

Kerry Burke, Christopher DeCresce, Mellissa Campbell Duru, David H. Engvall, Frank M. (Rusty) Conner III, William Mastrianna, Charlotte May, Brian K. Rosenzweig

Key Takeaways from NYSE and Nasdaq on ESG

USA - July 8 2021 On July 2, 2021, the New York Stock Exchange ("NYSE") released its report on "Best Practices for Sustainability Reporting," a set of eight guidelines…

Alexander Barlow, Kerry Burke, Christopher DeCresce, Mellissa Campbell Duru, David H. Engvall, Matt Franker, W. Andrew Jack, Brian K. Rosenzweig

Nasdaq Proposes Board Diversity Listing Requirements

USA - December 7 2020 On December 1, 2020, the Nasdaq Stock Market LLC ("Nasdaq") submitted a proposal (the "Proposal") to the Securities and Exchange Commission (the…

Kerry Burke, Christopher DeCresce, Mark Edlund, David H. Engvall, Matt Franker, Reid Hooper, William Mastrianna, Brian K. Rosenzweig