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Preparing for 10-K Season - a Guide to the MD&A Rule Changes

USA - January 3 2022 Public companies are required to comply with amendments to the rules governing Management's Discussion and Analysis of Financial Condition and Results…

Kerry Burke, Mellissa Campbell Duru, David H. Engvall, Matt Franker, Corey Hall, Lilit Kazangyan, Ian Macdonald, David Martin, Charlotte May, Brian K. Rosenzweig

SEC Proposes New Share Repurchase Disclosure Requirements

USA - December 17 2021 On December 15, 2021, the SEC proposed new rules regarding disclosure of an issuer's share repurchases (also referred to as stock buybacks). The…

Kerry Shannon Burke, Mellissa Campbell Duru, David H. Engvall, Matt Franker, David B.H. Martin, William Mastrianna, Brian K. Rosenzweig

SEC Proposes Limitations on Use of Rule 10b5-1 Trading Plans and Increased Disclosure About Insider Trading Policies

USA - December 16 2021 After years of public concern around the potential misuse of Rule 10b5-1 trading plans by public company insiders, on December 15, 2021 the SEC…

Kerry Shannon Burke, Mellissa Campbell Duru, David H. Engvall, Matt Franker, David B.H. Martin, William Mastrianna, Brian K. Rosenzweig

SEC Mandates Use of Universal Proxy Cards in Contested Director Elections

USA - November 22 2021 On November 17, 2021, the Securities and Exchange Commission (SEC) adopted a new rule requiring the use of universal proxy cards in contested…

Kerry Burke, Mellissa Campbell Duru, David H. Engvall, Frank M. (Rusty) Conner III, David Martin, William Mastrianna, Charlotte May, Brian K. Rosenzweig

SEC Approves Nasdaq’s Board Diversity Listing Requirements

USA - August 10 2021 On August 6, 2021, the Securities and Exchange Commission (the "SEC") approved new listing standards of the Nasdaq Stock Market LLC ("Nasdaq")…

Kerry Shannon Burke, Mellissa Campbell Duru, David H. Engvall, Matt Franker, Matthew Gehl, Lilit Kazangyan, David B.H. Martin, Morgan K. Mayes, Brian K. Rosenzweig