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CFTC Proposes to Overhaul its SEF Rules and Adopts a Permanent Threshold for the Swap Dealer De Minimis Exception

USA - December 5 2018 At an open meeting of the Commodity Futures Trading Commission (CFTC) on November 5, 2018, the CFTC Commissioners voted to approve (i) a final rule...

Andrew E. Nelson, Michael S. Sackheim, Nathan A. Howell, Kenneth A. Kopelman, Kate L. Lashley, Joseph E. Schwartz.


CFTC and CME Fine Market Participant for Attempted Manipulation by Sending “False Signal” to Market

USA - July 26 2018 On July 12, the Commodity Futures Trading Commission (CFTC) and the CME Group (CME) both announced settled proceedings against Lansing Trading Group...

Geoffrey F. Aronow, Sharon A. Rose, Michael S. Sackheim.


Derivatives Quarterly Newsletter: 2nd Quarter 2017

USA, Global, Hong Kong - August 10 2017 On May 3, 2017, the CFTC voted to propose amendments (Proposed Amendment) to certain CFTC regulations (Existing CCO Rules) governing the duties and...

Geoffrey F. Aronow, Elizabeth M. Schubert, Ellen P. Pesch, Michele Ilene Ruiz, Andrew P. Blake, Nathan A. Howell, Kenneth A. Kopelman, Michele Navazio, Robert J. Robinson.


Some Good Deeds Apparently Do Get Rewarded: CFTC Settles Spoofing Case and Indicates It Gave Substantial Credit for Cooperation and Voluntary Remediation

USA - August 8 2017 On August 7, 2017, the Commodity Futures Trading Commission (CFTC) entered a settlement order In the Matter of Tokyo-Mitsubishi UFJ, Ltd., CFTC Dkt...

Geoffrey F. Aronow, Michael S. Sackheim.


Derivatives Quarterly Newsletter: 4th Quarter 2016

USA, United Kingdom, European Union, Global, Hong Kong - February 21 2017 On October 11, 2016, the CFTC proposed rules (Proposed Cross-Border Rules) that address the cross-border application of certain of the CFTC's swaps...

Geoffrey F. Aronow, Elizabeth M. Schubert, Ellen P. Pesch, Michele Ilene Ruiz, Andrew P. Blake, Nathan A. Howell, Kenneth A. Kopelman, Michele Navazio, Robert J. Robinson.