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CFTC and CME Fine Market Participant for Attempted Manipulation by Sending “False Signal” to Market

USA - July 26 2018 On July 12, the Commodity Futures Trading Commission (CFTC) and the CME Group (CME) both announced settled proceedings against Lansing Trading Group…

Geoffrey F. Aronow, William J. Nissen, Michael S. Sackheim.

Spoofing case settled - Oystacher and 3Red Trading settle with the CFTC

USA - October 24 2016 On October 19, Igor Oystacher and his firm, 3Red Trading, announced in court that they had reached an agreement in principle with the CFTC that…

Terence T. Healey, Kenneth W. Irvin, Christopher J. Polito.

New case on front-running

USA - July 21 2016 The criminal complaint brought by the U.S. DOJ against currency traders marks another example of a “front running” case. In the complaint…

Terence T. Healey, Kenneth W. Irvin, Christopher J. Polito.

Energy Enforcement Update

USA - November 27 2018 On November 15, FERC’s Office of Enforcement released its 2018 Report on Enforcement and related Staff presentation during FERC’s open meeting…

David F. Asmus, Samina M. Bharmal, Samuel B. Boxerman, Terence T. Healey, Kenneth W. Irvin, Michael L. Lisak, Christopher J. Polito, Judah Prero, Jim Wedeking, Joseph T. Zaleski.

FERC issues new NAVs to National Energy and David Silva

USA - August 23 2016 On August 3, FERC issued similar Staff Notices of Alleged Violations (NAV) stating that FERC Enforcement Staff has preliminarily determined that…

Terence T. Healey, Kenneth W. Irvin, Christopher J. Polito.