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Derivatives Quarterly Newsletter: 3rd Quarter 2017

USA, Global, Hong Kong - November 16 2017 On July 6, 2017, the CFTC issued an order to LedgerX LLC (LedgerX), granting it registration as a SEF (SEF Order). In addition, on July 24, 2017...

Geoffrey F. Aronow, Victoria A. Anglin, Ellen P. Pesch, Michele Ilene Ruiz, Andrew P. Blake, William Shirley, Robert M. Brown, Joseph E. Schwartz, Robert J. Robinson.

Q&A Addressing SEC Proposed New Rule Regulating Funds’ Use of Derivatives

USA - February 1 2016 On December 11, 2015, the Securities and Exchange Commission (SEC) voted to propose Rule 18f-4 (Proposed Rule), a new rule under the Investment...

Laurin Blumenthal Kleiman, Frank P. Bruno, John A. Mackinnon, James C. Munsell, Michael S. Sackheim.