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Derivatives Quarterly Newsletter: 3rd Quarter 2017

USA, Global, Hong Kong - November 16 2017 On July 6, 2017, the CFTC issued an order to LedgerX LLC (LedgerX), granting it registration as a SEF (SEF Order). In addition, on July 24, 2017...

Geoffrey F. Aronow, Sara N. Shouse, Victoria A. Anglin, Ellen P. Pesch, Michele Ilene Ruiz, Andrew P. Blake, William Shirley, Robert M. Brown, Joseph E. Schwartz.


Derivatives Quarterly Newsletter: 2nd Quarter 2017

USA, Global, Hong Kong - August 10 2017 On May 3, 2017, the CFTC voted to propose amendments (Proposed Amendment) to certain CFTC regulations (Existing CCO Rules) governing the duties and...

Geoffrey F. Aronow, Elizabeth M. Schubert, Ellen P. Pesch, Michele Ilene Ruiz, Andrew P. Blake, Nathan A. Howell, Kenneth A. Kopelman, William J. Nissen, Michele Navazio.


Derivatives Quarterly Newsletter: 4th Quarter 2016

USA, United Kingdom, European Union, Global, Hong Kong - February 21 2017 On October 11, 2016, the CFTC proposed rules (Proposed Cross-Border Rules) that address the cross-border application of certain of the CFTC's swaps...

Geoffrey F. Aronow, Elizabeth M. Schubert, Ellen P. Pesch, Michele Ilene Ruiz, Andrew P. Blake, Nathan A. Howell, Kenneth A. Kopelman, William J. Nissen, Michele Navazio.


CFTC Approves Supplemental Proposal for Reg AT

USA - November 21 2016 On November 4, 2016, the Commodity Futures Trading Commission (CFTC) approved a supplemental proposal (Supplemental Proposal) to amend a previously...

Geoffrey F. Aronow, Kunal Malhotra, Michael S. Sackheim, Nathan A. Howell.


CFTC Proposes Cross-Border Swap Rule, Revisits 2013 Cross-Border Swap Guidance

USA - November 9 2016 On October 11, 2016, the Commodity Futures Trading Commission (the CFTC) proposed a rule (the Proposed Rule) that addresses the cross-border...

Ellen P. Pesch, Michael S. Sackheim, William Shirley.