USA - October 6 2022
On September 22, 2022, the U.S. Commodity and Futures Trading Commission (CFTC) filed a first-of-its-kind regulatory action against a decentralized…
Andrew W. Balthazor, Kate L. Lashley, Lilya Tessler
USA - June 23 2022
Investment advisers registered with the U.S. Securities and Exchange Commission (SEC or Commission) (each, an RIA) are subject to certain annual…
Victoria A. Anglin, Chuck Daly, Laurin Blumenthal Kleiman, Jonathan B. Miller
USA - June 3 2022
On May 9, 2022, the U.S. Commodity Futures Trading Commission (CFTC or Commission) proposed amendments to the CFTC’s mandatory clearing requirements…
Azad Assadipour, Kate L. Lashley, Ellen P. Pesch, Elizabeth M. Schubert, Sara N. Shouse
USA - September 3 2021
This article reviews the need-to-know features of the legal and regulatory frameworks governing virtual currencies in USA, with particular regard to applicable securities and banking laws.
James B. Biery, Andrew P. Blake, Daniel Engoren, Dominique Gallego, Teresa Wilton Harmon, James C. Munsell, Michael S. Sackheim, Allison Ross Stromberg, Kristin S. Teager, David E Teitelbaum, Lilya Tessler
China, USA - June 10 2021
On June 3, 2021, President Joe Biden signed Executive Order 14032 (EO) banning U.S. persons from purchasing or selling certain publicly traded…
Barbara Broussard, Carys Golesworthy, Kayla M. Scott