Articles

Results 1 to 5 of 87


A general introduction to the regulation of virtual currencies in USA

USA - September 3 2021 This article reviews the need-to-know features of the legal and regulatory frameworks governing virtual currencies in USA, with particular regard to applicable securities and banking laws.

James B. Biery, Andrew P. Blake, Daniel Engoren, Dominique Gallego, Teresa Wilton Harmon, James C. Munsell, Michael S. Sackheim, Allison Ross Stromberg, Kristin S. Teager, David E Teitelbaum, Lilya Tessler

Six Key Takeaways From Biden’s Executive Order Amending Ban on Investment in Publicly Traded Securities of Chinese Military Companies

China, USA - June 10 2021 On June 3, 2021, President Joe Biden signed Executive Order 14032 (EO) banning U.S. persons from purchasing or selling certain publicly traded…

Barbara Broussard, Carys Golesworthy, Kayla M. Scott

2021 Update for Investment Advisers Important Annual Requirements; 2021 SEC Exam Priorities; Recent SEC Enforcement Initiatives

USA - March 5 2021 Investment advisers registered with the Securities and Exchange Commission (SEC) (each an RIA) are subject to certain annual requirements under the…

Victoria A. Anglin, Chuck Daly, Laurin Blumenthal Kleiman

2021 Year in Preview: The Derivatives Forecast for Investment Managers

USA - February 10 2021 As we settle into the New Year, we expect to see some important developments that will affect participants in the derivatives market. This Update…

Azad Assadipour, Kate L. Lashley, Elizabeth M. Schubert, Sara N. Shouse

CFTC Adopts Long-Awaited Federal Position Limit Rules

USA - December 2 2020 At an open meeting of the Commodity Futures Trading Commission (CFTC) held via video conference on October 15, 2020, the CFTC adopted final…

Michael S. Sackheim