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Office of Compliance Inspections and Examinations Publishes 2018 Exam Priorities

USA - February 12 2018 On February 7, 2018, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (the Commission)...

Laurin Blumenthal Kleiman, Barry W. Rashkover, Stephen L. Cohen, Elizabeth Shea Fries, Fiona A.Philip.