Getting The Deal Through

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UK/EU Investment Management Update (January 2023)

European Union, United Kingdom - January 10 2023 On 2 December 2022, the FCA published its Quarterly Consultation, which contains certain proposed changes and clarifications with respect to the…

Noel Li, Kolja Stehl

UK Market Abuse and Financial Crime Roundup (2022)

European Union, United Kingdom - December 20 2022 In this Sidley Update, we review actions taken by the UK Financial Conduct Authority (FCA) with respect to market abuse and financial crime in 2022…

Sara George, Rachpal K. Thind

UK/EU Investment Management Update (December 2022)

European Union, United Kingdom - December 7 2022 On 4 November 2022, the FCA published data that showed the UK regulator had reviewed 340 promotions and intervened to amend or withdraw 4,151…

Katie Chin, Kolja Stehl

Financial Conduct Authority Consultation on UK Sustainability Disclosure Requirements — Five Key Takeaways for Asset Managers

United Kingdom - November 14 2022 On 25 October 2022, the Financial Conduct Authority (FCA) published its Consultation Paper on UK Sustainability Disclosure Requirements (SDR) and…

Arash Dashtgard, Matt Feehily

U.S. Securitizations - Implications of New Guidance Clarifying EU Investors’ Reporting Requirements

European Union, United Kingdom, USA - November 8 2022 On October 10, 2022, the European Commission (the Commission) issued its report (the Report) on various aspects of the EU Securitization Regulation…

Tom Hunter, Rachpal K. Thind