Getting The Deal Through

Articles

Results 1 to 5 of 130


Basel II and CRD changes to the securitisation framework – a discussion of the implications

Global - January 14 2010 This Update considers the impact on securitisation transactions of significant regulatory changes that will take effect from 1 January, 2011.

Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms

Global, USA - July 31 2018 The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC)…

Matthew Dening, Nathan A. Howell, Michele Navazio, Michael S. Sackheim, Elizabeth M. Schubert

UK FCA Expectations on Call Recording in a Remote Working Environment — Market Watch 66

United Kingdom - January 19 2021 On 11 January 2021, the UK Financial Conduct Authority (FCA) published the 66th edition of its Market Watch newsletter. The newsletter sets out the…

New EU Investment Firm Prudential (Capital and Remuneration) Regime - Analysis of Final Text

European Union, United Kingdom - April 23 2019 On April 16, 2019, the European Parliament voted in its Plenary session to adopt the text agreed by the European Commission (EC), the European…

John M. Casanova, Rachpal K. Thind

ESG Disclosures for Asset Managers Under the EU Sustainable Finance Disclosure Regulation and Taxonomy Regulation

European Union, United Kingdom - June 25 2020 On 18 June 2020, the European Parliament adopted a new EU1 Regulation on the establishment of a framework to facilitate sustainable investment (the…

Matt Feehily, Kolja Stehl