Laurin Blumenthal Kleiman

Sidley Austin LLP

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SEC Adopts Fund Derivatives Rule, Expands Leverage Limits, Forgoes Sales Practice Rules

USA - October 29 2020 A divided U.S. Securities and Exchange Commission (SEC) approved a long-awaited derivatives risk management rule that pulls back from some of the...

John A. Mackinnon, James C. Munsell, Jesse C. Kean, Jay G. Baris, Nathan J. Greene, Elizabeth M. Schubert, Michael S. Sackheim.

SEC Lifts Moratorium on Registration of UK-Based Managers

USA - October 22 2020 Recent communications from the U.S. Securities and Exchange Commission (SEC) indicate that the SEC is again considering registration of advisers...

Victoria A. Anglin, Chuck Daly, William RM Long, Leonard Ng.

SEC Lifts Moratorium on Registration of UK-Based Managers

USA - October 22 2020 Recent communications from the U.S. Securities and Exchange Commission (SEC) indicate that the SEC is again considering registration of advisers...

Victoria A. Anglin, Chuck Daly, William RM Long, Leonard Ng.

SEC Proposes Exemptive Order for Certain Activities of Finders

USA - October 12 2020 On October 7, the U.S. Securities and Exchange Commission (Commission or SEC) released for notice and comment a proposed exemptive order (Notice)1...

Andrew J. Sioson, David M. Katz, James Brigagliano, W. Hardy Callcott.

SEC Broadens Accredited Investor and Qualified Institutional Buyer Definitions

USA - August 28 2020 On August 26, 2020, the U.S. Securities and Exchange Commission (SEC) adopted amendments to the definitions of "accredited investor" and "qualified...

Thomas J. Kim, William D. Kerr, Sara M. von Althann, Chuck Daly, Nathan J. Greene.