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Illinois-Headquartered Publicly Listed Corporations Must Report on Board Diversity By 2021

USA - September 5 2019 Last week Illinois Gov. J.B. Pritzker signed H.B. 3394 into law, which requires publicly listed companies with principal executive offices located in...

Claire H. Holland, Rebecca Grapsas, Lindsey A. Smith, Andrea L. Reed, Paul L. Choi, Holly J.Gregory.

SEC Publishes New Guidance on Investment Advisers’ Proxy Voting Responsibilities and Reliance on Proxy Advisors

USA - August 27 2019 Last week, the U.S. Securities and Exchange Commission (SEC or Commission) published (i) guidance to assist investment advisers in fulfilling their...

Thomas J. Kim, Claire H. Holland, Rebecca Grapsas, Holly J.Gregory.

SEC Proposes to Update Disclosures about Business Description, Legal Proceedings and Risk Factors Required by Regulation S-K

USA - August 12 2019 On August 8, 2019, the Securities and Exchange Commission (SEC) proposed amendments to modernize its rules requiring disclosure about a company’s...

Thomas J. Kim, Claire H. Holland, Rebecca Grapsas, Lindsey A. Smith, Andrea L. Reed, Holly J.Gregory.

SEC Proposes to Amend Filer Definitions to Exempt More Issuers From Sarbanes-Oxley 404(b) Auditor Attestation Requirement

USA - May 14 2019 May 9, 2019, the Securities and Exchange Commission (SEC), by a vote of 3-1, proposed amendments to the definitions of "accelerated filer" and "large...

Thomas J. Kim, Claire H. Holland, Lindsey A. Smith, Andrea L. Reed.

SEC Adopts Amendments to Modernize and Simplify its Disclosure Requirements as Mandated by the FAST Act

USA - March 28 2019 On March 20, 2019, the U.S. Securities and Exchange Commission (SEC) adopted rule amendments to modernize and simplify some of the disclosure...

Thomas J. Kim, Claire H. Holland, Rebecca Grapsas, Holly J.Gregory.