Joan M. Loughnane

First Criminal Charge of U.S. Broker-Dealer for Bank Secrecy Act Violation Highlights Importance of Anti-Money-Laundering Controls

USA - January 3 2019 On December 19, 2018, federal prosecutors in the Southern District of New York announced the first-ever criminal charge against a U.S. broker-dealer…

Alexa Poletto, Doreen M. Rachal, Fiona A.Philip, Michael D. Mann, Paul M. Tyrrell, Timothy J. Treanor.