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First Criminal Charge of U.S. Broker-Dealer for Bank Secrecy Act Violation Highlights Importance of Anti-Money-Laundering Controls

USA - January 3 2019 On December 19, 2018, federal prosecutors in the Southern District of New York announced the first-ever criminal charge against a U.S. broker-dealer...

Paul M. Tyrrell, Timothy J. Treanor, Doreen M. Rachal, Alexa Poletto, Michael D. Mann, Fiona A.Philip.