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SEC Proposes New Rule Amendments for Money Market Funds

USA - January 3 2022 On December 15, 2021, by a 3-2 vote, the U.S. Securities and Exchange Commission proposed a new round of rule amendments intended to “improve the…

Nathan J. Greene, Jesse C. Kean, Louisa Kiu, Laurin Blumenthal Kleiman, Douglas E. Mccormack

U.S. President’s Working Group on Financial Markets Releases Its Stablecoin Report

USA - November 5 2021 On November 1, 2021, the President’s Working Group on Financial Markets (PWG)1, along with the Federal Deposit Insurance Corporation (FDIC) and the…

David E.Teitelbaum, Daniel Engoren, C.K. Kevin Park, Kristin S. Teager, Lilya Tessler

Institutional Investor’s Introduction to Blockchain and Digital Asset Investing

USA - November 2 2021 Given the growth of markets for cryptocurrencies and other blockchain-based assets, often referred to as “digital assets,” we see growing interest…

Elizabeth M. Schubert, Andrew J. Sioson, Lilya Tessler

SEC Proposes Enhanced Proxy Voting Reports for Funds and Managers

USA - October 12 2021 On September 29, 2021, by a vote of 4-1, the U.S. Securities and Exchange Commission (SEC) proposed to expand the information that mutual funds…

Nathan J. Greene, Holly J.Gregory, Jesse C. Kean, Katie Klaben

SEC’s Division of Examinations Publishes Risk Alert and Compliance Guidance for Digital Asset Securities Activities

USA - March 8 2021 In a Risk Alert (Alert) published on February 26, 2021, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (Division)…

Daniel Engoren, Sasha P. Hondagneu-Messner, Laurin Blumenthal Kleiman, Lilya Tessler