USA - November 9 2022
On November 2, 2022, by a vote of 3-2, the U.S. Securities and Exchange Commission (SEC) adopted rule and form amendments to expand the information…
Jay G. Baris, Elizabeth Shea Fries, Nathan J. Greene, Jesse C. Kean, Laurin Blumenthal Kleiman, Jonathan B. Miller
USA - November 1 2022
On October 26, 2022, the U.S. Securities and Exchange Commission (SEC) unanimously adopted sweeping rules and amendments that will significantly…
Jay G. Baris, Nathan J. Greene, Jesse C. Kean, Laurin Blumenthal Kleiman, Jonathan B. Miller
USA - September 3 2021
This article reviews the need-to-know features of the legal and regulatory frameworks governing virtual currencies in USA, with particular regard to applicable securities and banking laws.
James B. Biery, Andrew P. Blake, Daniel Engoren, Dominique Gallego, Teresa Wilton Harmon, Nathan A. Howell, Michael S. Sackheim, Allison Ross Stromberg, Kristin S. Teager, David E Teitelbaum, Lilya Tessler
USA - December 16 2020
On December 3, the U.S. Securities and Exchange Commission adopted new Rule 2a-5 (New Rule 2a-5) addressing registered fund valuation practices and…
Jay G. Baris, Frank P. Bruno, Nathan J. Greene, Brian M. Kaplowitz, Jesse C. Kean, Laurin Blumenthal Kleiman, John A. Mackinnon
USA - November 19 2020
In an effort to modernize the regulatory framework to reflect the evolution of derivatives use and related investor protection concerns, a divided U…
Jay G. Baris, Nathan J. Greene, Jesse C. Kean, Laurin Blumenthal Kleiman, John A. Mackinnon, Michael S. Sackheim, Elizabeth M. Schubert