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SEC Reproposes New Rule to Regulate Funds' Use of Derivatives

USA - January 6 2020 On November 25, 2019, the U.S. Securities and Exchange Commission (the SEC) issued a release (the Proposing Release)...

Frank P. Bruno, Jonathan B. Miller, James C. Munsell, Jesse C. Kean, Sara N. Shouse, Carol J. Whitesides.

SEC Adopts New Rules and Rule Amendments for Liquidity Risk Management Programs and Swing Pricing

USA - November 29 2016 On October 13, 2016, the Securities and Exchange Commission (the SEC) adopted new rules and rule amendments relating to liquidity risk management...

Laurin Blumenthal Kleiman, Frank P. Bruno, John A. Mackinnon, Jesse C. Kean, Carol J. Whitesides.

SEC Adopts Amendments to Modernize and Enhance Reporting by Investment Companies

USA - November 29 2016 At an open meeting held on October 13, 2016, the Securities and Exchange Commission (SEC) adopted...

Frank P. Bruno, Brian M. Kaplowitz, John A. Mackinnon, Carla G. Teodoro.

SEC Proposes a New Rule and Rule Amendments for Liquidity Risk Management Programs and Swing Pricing

USA - December 21 2015 On September 22, 2015, the Securities and Exchange Commission (SEC) announced proposals relating to liquidity risk management by registered...

Laurin Blumenthal Kleiman, Frank P. Bruno, John A. Mackinnon, James C. Munsell, Jesse C. Kean.

SEC adopts amendments to address runs on money market funds and increase transparency of money market fund risks

USA - September 2 2014 At an open meeting (the "Meeting") held on July 23, 2014, the Securities and Exchange Commission (the "SEC" or the "Commission") adopted, by a vote...

Frank P. Bruno, Brian M. Kaplowitz, John A. Mackinnon.