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Beaches and Bitcoins: Remarks by SEC Commissioner Peirce

USA - May 29 2018 At the Medici Conference held on May 2, 2018, SEC Commissioner Hester M. Peirce delivered a speech outlining the challenges that arise with innovation…

Danna E. Brown.

SEC Addresses Cryptocurrency Holdings by Registered Funds

USA - May 29 2018 The SEC Division of Investment Management recently published a letter to the Securities Industry and Financial Markets Association (SIFMA) addressing…

Mario A. Richards.

SEC Releases Additional Guidance to the Investment Company Liquidity Risk Management Program

USA - April 26 2018 The Staff of the SEC's Division of Investment Management (the "Staff") updated the Investment Company Liquidity Risk Management program's frequently…

Danna E. Brown.

Criminal and SEC Action Involving Initial Coin Offering

USA - April 26 2018 The list of cases involving initial coin offerings (ICOs) continues to grow. The Securities and Exchange Commission (SEC) recently charged the founder…

George Kostolampros, Tiffany C. Williams.

Division of Investment Management Announces Expanded Use of Draft Registration Statement Review Procedures for BDCs

USA - April 26 2018 Following the lead of the SEC's Division of Corporation Finance with respect to emerging growth companies, the SEC's Division of Investment Management…