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Finders Keepers: SEC Announces Proposal to Exempt Intermediaries Raising Capital for Nonreporting Companies

USA - October 13 2020 The exemption is specific to serving as a finder in defined transactions; a finder cannot rely on the exemption to perform any…

Robert P. Bramnik

FDA Publishes Redraft of 510(k) Third Party Review Program

USA - November 20 2018 Section 523 of the Federal Food, Drug, and Cosmetic (FD&C) Act codifies the 510(k) Third Party Review Program (3P Review Program), which authorizes…

Carolyn A. Alenci, Frederick R. Ball, Lisa W. Clark, Jennifer A. Kearns, Vicki G. Norton, Jiazhong (Jason) Luo, Ph.D., JOHANN YI-DER LIN, PH.D., Ryan Smith

U.S. financial reform: corporate governance and executive compensation provisions for public companies

USA - August 24 2010 The corporate governance provisions discussed in this Alert require shareholder proxy access, expand compensation disclosure, institute say-on-pay votes, prohibit brokers from voting street-name shares on say-on-pay and other significant matters, mandate membership and operation of compensation committees, strengthen proxy disclosure, and amend securities transaction reporting under sections 13 and 16 of the Securities Exchange Act of 1934.

Mehrin Masud-Elias