Sienne Lau
Borden Ladner Gervais LLP
Articles
ETF Developments South of the Border — Implications for Canadian ETF Managers
Canada, USA - November 6 2019 While the staff of the Ontario Securities Commission (OSC) has expressed that the exchange-traded fund (ETF) industry in Canada is doing a good job…
CSA Regulatory Burden Reduction Proposals for Investment Funds: A solid step in the right direction
Canada - October 11 2019 On September 12, 2019, the Canadian Securities Administrators (CSA) published CSA Notice and Request for Comment Reducing Regulatory Burden for…
Crypto Traders Need to Register — OSC Takes Enforcement Action
Canada - August 15 2019 On the heels of the Ontario Securities Commission's (OSC) spree of settlement agreements with international trading platforms, which have now…
Cleared for Clearing — Canadian Rules Finalized on Mandatory Clearing of Derivatives
Canada - January 31 2017 On January 19, 2017, the Canadian Securities Administrators ("CSA") published final versions of two new national instruments as part of the CSA's…
Carol E. Derk, Julie Mansi, Melanie Bradley, Michelle M. Wilkinson.
New Risk Classification Methodology for Mutual Funds and ETFs — September 1, 2017 with Phased-In Disclosure
Canada - January 5 2017 Under new rules finalized by the Canadian Securities Administrators (CSA) on December 8, 2016, Canadian fund managers must adopt by September 1, 2017…
