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Canadian Securities Regulators Permit Retail Liquid Alt Funds and Ease (Some) Investment Restrictions for All Public Funds

Canada - December 3 2018 On January 3, 2019, amendments to National Instrument 81-102 Investment Funds (NI 81-102) and its companion policy, as well as related national...

Ronald M. Kosonic, Carol E. Derk, Donna Spagnolo, Stephen P. Robertson.


Investment Restrictions for Public Investment Funds At a Glance!

Canada - November 27 2018 With the coming into force of expected amendments to National Instrument 81-102 Investment Funds on January 3, 2019, most public investment funds will...

Ronald M. Kosonic, Carol E. Derk, Donna Spagnolo, Stephen P. Robertson.


Mutual Fund Embedded Compensation: the Expected, the Dramatically Unexpected and What’s Next?

Canada - October 4 2018 As expected, on September 13, 2018, the Canadian Securities Administrators (the CSA) published draft rules intended to implement the policy direction...

Kathryn M. Fuller, Lynn M. McGrade, Jason J. Brooks.


Canadian Securities Regulators Publish Revamped "Client Focused" Registrant Reform Proposals and Signal Policy Direction on Mutual Fund Embedded Compensation

Canada - June 29 2018 The Canadian Securities Administrators’ ("CSA") long-standing initiatives to deal with the investor protection issues they consider associated with...

Sarah Gardiner, David Di Paolo, Jason J. Brooks, Prema K.R. Thiele, Laura Paglia.


Calling all Fund Managers: January 30, 2018 is Closer Than You Think!

Canada - December 7 2017 Managers of investment funds that have issued securities to Canadian residents during 2017 under certain prospectus exemptions should circle Tuesday...