Canada - October 27 2020
On September 18, 2020, the Canadian Securities Administrators (CSA) released CSA Staff Notice 81-333 Guidance on Effective Liquidity Risk Management…
Lynn M. McGrade, Scott McEvoy.
Canada - September 30 2020
On September 17, 2020, the Canadian Securities Administrators (CSA) released final rule amendments prohibiting the payment of trailing commissions by…
Donna Spagnolo, Jason J. Brooks, Kathryn M. Fuller, Lynn M. McGrade, Michael T. Waters.
Canada - September 2 2020
Throughout the history of the securities industry in Canada, the industry itself has played a critical role in the regulation and oversight of the…
John P. Stanley, Prema K.R. Thiele.
Canada, USA - August 25 2020
On July 9, 2020, the Ontario Capital Markets Modernization Taskforce (the Taskforce) released its initial consultation report (the Report). The…
Jacqueline Ting, Paul A.D. Mingay, Philippe Tardif.
Canada - July 23 2020
On March 5, 2020, the Canadian Securities Administrators (CSA) published for comment proposed amendments to National Instrument 31-103 Registration…
Laura Paglia, Lynn M. McGrade, Michael Taylor, Prema K.R. Thiele, Robert D. Wallis.