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Adapting U.S. compliance programs to incorporate Canada’s foreign corruption law

Canada, USA - December 15 2020 U.S. companies with a Canadian footprint tend to focus almost exclusively on the FCPA when assessing their foreign corruption law risk. While Canada’s…

Graeme Hamilton.

Ontario Court of Appeal to hear whether certain debt instruments should be exempt from the Securities Act

Canada - December 6 2018 In a recent post, we examined the case of Ontario Securities Commission v. Tiffin in which the Ontario courts have been grappling with the question of…

Recent OSC Settlement Highlights Importance of Carefully Considering Foreign Corruption Risk

Canada - December 20 2018 On December 18, 2018, the Ontario Securities Commission (OSC) approved a settlement with Katanga Mining Ltd. (Katanga) in relation to misleading…

OSC Settles First Ever Case Regarding Best Execution Obligation for Advisers

Canada - August 1 2019 On July 19, 2019, the Ontario Securities Commission (OSC) approved a settlement with Caldwell Investment Management Ltd. (CIM) over failures to…

OSC Seeking Public Comment on Reducing Unnecessary Regulatory Burden

Canada - January 15 2019 On January 14, 2019, the Ontario Securities Commission (OSC) announced a public consultation campaign aimed at identifying ways to reduce unnecessary…