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Canadian Business Conduct Rules for Derivatives Dealers

Canada - April 6 2017 On April 4, 2017, proposed business conduct rules for derivatives dealers and derivatives advisers were published by the Canadian Securities…

Carol E. Derk, Julie Mansi, Michelle M. Wilkinson.

Cleared for Clearing — Canadian Rules Finalized on Mandatory Clearing of Derivatives

Canada - January 31 2017 On January 19, 2017, the Canadian Securities Administrators ("CSA") published final versions of two new national instruments as part of the CSA's…

Carol E. Derk, Julie Mansi, Michelle M. Wilkinson, Sienne Lau.

Are Private Placements the new poison pill? No, but they may cause some indigestion

Canada - October 26 2016 On October 24, 2016, the British Columbia Securities Commission and Ontario Securities Commission (the "Commissions") issued reasons for their July 22…

Fred R. Pletcher, Julie A. Bogle.

David defeats Goliath

Canada - July 25 2016 On July 22, 2016, after a simultaneous hearing, the British Columbia Securities Commission and Ontario Securities Commission confirmed that Dolly…

Fred R. Pletcher, Julie A. Bogle.

David défait Goliath

Canada - July 25 2016 Le 22 juillet 2016, à l'issue d'audiences conjointes, la British Columbia Securities Commission (Commission des valeurs mobilières de la…

Fred R. Pletcher, Julie A. Bogle.