Articles

Results 1 to 5 of 24
Most popular |Most recent


CSA issues key guidance on cryptocurrency related platforms

Canada - February 6 2020 On January 16, 2020, the Canadian Securities Administrators (the CSA) published Staff Notice 21-327 Guidance on the Application of Securities…

Carol E. Derk, Jason J. Brooks, Jonas Farovitch.

Surging to 2021: BLG's 2020 Vision of the Client Focused Reforms

Canada - January 22 2020 Through the Client Focused Reforms set out in the revisions to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant…

Jason J. Brooks, Matthew P. Williams, Michael Taylor, Prema K.R. Thiele, Rebecca A. Cowdery, Ronald M. Kosonic, Sarah Gardiner.

IIROC Releases Bulletin on Limitation of Liability & Exclusionary Clauses

Canada - October 29 2019 ​On October 10, 2019, the Investment Industry Regulatory Organization of Canada (IIROC) released Notice 19-0177 which outlined that certain…

James D.G. Douglas, Caitlin Sainsbury, David Di Paolo, Lance Spitzig, Maureen Doherty.

Crypto Traders Need to Register — OSC Takes Enforcement Action

Canada - August 15 2019 ​On the heels of the Ontario Securities Commission's (OSC) spree of settlement agreements with international trading platforms, which have now…

Carol E. Derk, Sienne Lau.

Monthly reporting requirements still in effect for securities registrants and exempt firms under amended STCS Legislation

Canada - June 14 2019 On March 4, 2019, the Canadian federal government published amendments (the Amendments) to certain regulations reducing reporting requirements…

Christopher A. Betty, Matthew P. Williams, Prema K.R. Thiele.