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Bill 161: Sweeping changes to Ontario's Class Proceedings Act take effect October 1

Canada - September 22 2020 On December 9, 2019, Ontario’s Attorney General introduced Bill 161 in the Legislative Assembly, proposing sweeping changes to the Class Proceedings…

David Elman, Glenn Zakaib, Ian C. Matthews, Kate Crawford, Markus F. Kremer.

COVID-19 update from IIROC and the MFDA

Canada - March 18 2020 In the wake of the increasing concern about the COVID-19 novel coronavirus, the Investment Industry Regulatory Organization of Canada (IIROC) and the…

David Di Paolo, Maureen Doherty.

IIROC Releases Bulletin on Limitation of Liability & Exclusionary Clauses

Canada - October 29 2019 ​On October 10, 2019, the Investment Industry Regulatory Organization of Canada (IIROC) released Notice 19-0177 which outlined that certain…

James D.G. Douglas, David Di Paolo, Julie Mansi, Lance Spitzig, Maureen Doherty.

CSA Releases Client Focused Reforms

Canada - October 3 2019 The Canadian Securities Administrators (CSA) released final amendments to National Instrument 31-103, intended to "enhance the client-registrant…

David Di Paolo, Graham Splawski, Maureen Doherty.

Whistleblower Policy bulletin

Canada - July 15 2016 The Ontario Securities Commission's (the "Commission") highly publicized Whistleblower Policy (15-601) (the "Policy") came into effect July 14, 2016…

Maureen Doherty.