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Proposed Securities Rule Changes Focus on Bank Loans, Other Private Placements

USA - March 30 2017 On March 1, 2017, the Securities and Exchange Commission (SEC) proposed amendments to Rule 15c2-12 under the Securities Exchange Act of 1934 that…

Kristen M. Kirby, Mary Nash K. Rusher

Nonprofit Colleges, Universities Must Promptly Report ‘Triggering’ Events

USA - June 20 2019 Nonprofit higher education institutions now must report to the U.S. Department of Education the occurrence of certain "triggering" events that bear…

SEC alert emphasizes due diligence and disclosure procedures for municipal securities

USA - June 28 2012 The Securities and Exchange Commission (SEC) released a National Examination Risk Alert on March 19, 2012 (the “Alert”) that highlighted a number of failures in the due diligence and disclosure process for municipal securities offerings.

Renee B. Fain, Arthur E. Anderson II

SEC staff announces self-reporting initiative available to municipal securities issuers, obligated persons, and underwriters

USA - April 4 2014 The Securities and Exchange Commission recently announced a self-reporting initiative available to issuers, obligated persons and underwriters…

Anitra T. Cassas

COVID-19: With Students Safely Home, What’s Next for Educational Institutions?

USA - March 23 2020 Having sent students home, what do colleges, universities and K-12 schools need to do now - today, tomorrow and over the next few days? Obviously…

Bradley A. Ridlehoover, Brian D. Barger, Harrison L. Marshall Jr., John G. McDonald, Michele A. W. McKinnon, Micah B. Schwartz, Heidi E. Siegmund, R. Craig Wood