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SEC Releases Proposed New Rules on Climate-Related Disclosures

USA - April 5 2022 On March 21, 2022, the U.S. Securities and Exchange Commission (SEC) issued proposed rules to significantly expand and standardize climate-related…

Matthew B. Chmiel, Katherine K. DeLuca, Garrett H. Hooe, Latasha M. James, Marc Naidoo, Alexander C. Woo, Allison D. Wood, Penny E. Zacharias

FINRA Releases 2022 Report on Examination and Risk Monitoring Program

USA - March 15 2022 In February 2022, the Financial Industry Regulatory Authority (FINRA) released the 2022 Report on FINRA’s Examinations and Risk Monitoring Program…

John V. Ayanian, Brian Baltz, Emily P. Gordy, Chelsey Dawson Klein, Clare E. Reardon, Bryce P. Saunders

SEC speaks 2021: New Enforcement Director resolves to restore public trust, empower staff

USA - October 25 2021 On Oct. 13, 2021, senior officials from the U.S. Securities and Exchange Commission’s Division of Enforcement* convened for a panel discussion at the…

John V. Ayanian, Amanda J. Goldstein, Louis D. Greenstein, Vinu G. Joseph, Emily Erb Kelley, E. Andrew Southerling, Molly M. White

President Biden Issues Executive Order on Climate-Related Financial Risk

USA - June 1 2021 On May 20, 2021, President Biden took action to address the economic impact of climate change by signing an Executive Order on climate-related…

Katherine K. DeLuca, Marc Naidoo, Allison D. Wood, Penny E. Zacharias

SEC Announces a New Climate and ESG Task Force

USA - March 5 2021 Yesterday, the Securities and Exchange Commission (SEC) announced a new “Climate and ESG Task Force” to be housed within its Division of Enforcement…

Louis D. Greenstein, John S. Moran, E. Andrew Southerling, Molly M. White, Allison D. Wood