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Department of Justice Criminal Chief Points to Prevention as Key Aspect of Corporate Compliance

USA - July 18 2022 The Assistant Attorney General and head of the Department of Justice’s Criminal Division recently sat for an interview with The Wall Street Journal…

Jah Akande, Benjamin A. O'Neil

FINRA Releases 2022 Report on Examination and Risk Monitoring Program

USA - March 15 2022 In February 2022, the Financial Industry Regulatory Authority (FINRA) released the 2022 Report on FINRA’s Examinations and Risk Monitoring Program…

John V. Ayanian, Brian Baltz, Emily P. Gordy, Elizabeth J. Hogan, Chelsey Dawson Klein, Bryce P. Saunders

CISA, FBI, and Treasury Issue Guidance on State Sponsored Cryptocurrency Malware Targeting Financial Institutions and Cryptocurrency Exchanges

USA - February 25 2021 This past week the Federal Bureau of Investigation (FBI), the Cybersecurity and Infrastructure Security Agency (CISA), and the Department of Treasury…

Rodger A. Heaton, Kevin M. Lally, Erin L. Wilson

DOJ Indictment Highlights Methods Utilized by State Sponsored Cybercriminal Organization to Attack Major Industry and Government Entities

USA - February 25 2021 For the third time in less than a month, the United States Department of Justice (DOJ) announced a major enforcement action against an international…

Rodger A. Heaton, Kevin M. Lally, Erin L. Wilson

Congress Affirms and Extends SEC’s Disgorgement Powers

USA - January 13 2021 On January 1, 2021, the United States Senate joined the House of Representatives in overriding President Trump’s veto, and the National Defense…

Michael Francisco, Louis D. Greenstein, Jennifer E. Matthes, E. Andrew Southerling, Molly M. White