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Courts’ Clashing Standards For Evidence At Class Cert.

USA - July 19 2021 In the 2013 case Comcast Corp. v. Behrend, the U.S. Supreme Court explained that a party seeking class certification must satisfy the requirements…

Allison L. Ebeck, Alexander Martin Madrid

Another Cop on the Beat? CFP Board Signals Increased Enforcement Focus

USA - November 30 2020 Financial advisors have long used the Certified Financial Planner designation as an indicator to potential clients that they meet high standards of…

Emily P. Gordy, Cheryl L. Haas, Alexander Martin Madrid

New Year, Old Problem: Broker-Dealers Should Evaluate Their Supervision of Personal Device Use

USA - February 9 2021 Many companies that transitioned to a work-from-home environment in early 2020 may have reasonably anticipated a return to the normalcy of in-office…

Emily P. Gordy, Cheryl L. Haas, Alexander Martin Madrid