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SEC Brings First Ever Securities Fraud Charges Against Alternative Data Provider

USA - September 20 2021 As one of its latest enforcement actions, the Securities and Exchange Commission (“SEC” or “Commission”) continued its push into the fintech space by…

Jonathan A. Forman, Jeewon Serrato.

CBDC Initiatives Announced, NFTs Expand Across Markets, Token and Wallet Applications Evolve, SEC and DOJ Target Crypto Fraud, Crypto Hacks Continue

USA - September 3 2021 This week, the Bank for International Settlements (BIS) announced Project Dunbar, an initiative in which BIS will collaborate with the Reserve Bank of…

Lauren Bass, Robert A. Musiala Jr., Veronica Reynolds, Jordan R. Silversmith.

SEC Scrutinizes Use of Fintech by Broker-Dealers and Investment Advisers

USA - September 1 2021 The Securities and Exchange Commission (“SEC”) recently issued a request for information and public comment on the use of new and emerging…

Jonathan A. Forman, Madison Gaudreau.

Cryptocurrency and NFT Market Growth Continues, Regulators Across Globe Target Crypto Industry as Threats Continue, Global Blockchain Survey Published

Canada, USA - August 27 2021 A large institutional financial and media conglomerate recently announced a partnership with a major financial services and investment management…

Lauren Bass, Robert A. Musiala Jr., Keith R. Murphy, Veronica Reynolds, Joanna F. Wasick.

Crypto, CBDC and Blockchain Supply Chain Initiatives Announced; More SEC and FinCEN Enforcement; Crypto Tax Amendment Fails; DeFi Hacked for $600M

USA - August 13 2021 This week, the Wyoming Division of Banking granted a new Special Purpose Depository Institution (SPDI) bank charter to Commercium Financial Inc…

Robert A. Musiala Jr., Nicholas C. Mowbray, Veronica Reynolds, Kayley B. Sullivan, Joanna F. Wasick.